UCC-1 Filing Package - NewKingdom Financial Inc.

SECTION 1: COLLATERAL DESCRIPTION

Use the following exact language for the UCC-1 Financing Statement (Box 4 or Exhibit A). This language has been drafted for maximum institutional protection of IP assets.

"All right, title, and interest of Debtor in and to the following intellectual property collateral: (i) United States Patent Application Serial No. 19/676,813, filed May 14, 2026, entitled 'Post-Generation Phrase Translation System with Consent-Gated Session Architecture and Provider-Independent Three-Layer Identity Separation for Artificial Intelligence Language Model Outputs,' together with (ii) any Letters Patent issuing on said application; (iii) all continuations, continuations-in-part, divisionals, reissues, reexaminations, and extensions of the foregoing; (iv) all foreign counterparts and foreign patent applications corresponding to the foregoing; (v) all income, royalties, damages, payments, and proceeds now or hereafter due or payable with respect to the foregoing; (vi) all rights to sue or recover for past, present, and future infringement of the foregoing; and (vii) all proceeds of the foregoing in whatever form."

SECTION 2: UCC-1 FORM FIELDS

BOX 1: DEBTOR NAME

NewKingdom Financial Inc.

BOX 2: DEBTOR ADDRESS

[Wyoming Registered Address]

BOX 3: DEBTOR ORG

Corporation / Wyoming

BOX 4: SECURED PARTY

[LENDER NAME AND ADDRESS]

BOX 5: COLLATERAL

SEE ATTACHED EXHIBIT A / SECTION 1 TEXT

FILING JURISDICTION

Wyoming Secretary of State

FILING FEE

~$20–$50 (Standard Online)

ONLINE PORTAL

https://wyobiz.wyo.gov

SECTION 3: USPTO RECORDATION (37 CFR PART 3)

Federal recordation provides notice to subsequent purchasers and mortgagees. Failure to record within the statutory window may result in loss of priority.

1

Access EPAS: Navigate to the USPTO Electronic Patent Assignment System at assignment.uspto.gov.

2

Record Assignment: Select "Record Assignment" and choose "Security Agreement" as the Document Type.

3

Identify Property: Enter Application Number: 19/676,813. Verify title matches exactly.

4

Upload Documents: Upload the fully executed Patent Security Agreement as a PDF.

5

Complete Cover Sheet: Ensure both Debtor and Secured Party names match the Agreement exactly.

6

Fee Payment: Pay the $50 recordation fee via USPTO portal.

7

CRITICAL COMPLIANCE: Must be recorded within 3 months of security agreement execution date per 35 U.S.C. § 261.

SECTION 4: PRIORITY TIMELINE

PHASE	ACTION	EST. DURATION
DAY 0	Execute Security Agreement & Board Resolutions	Immediate
DAY 1	File UCC-1 with Wyoming Secretary of State	10 Minutes
DAY 1-3	File USPTO Recordation (37 CFR Part 3)	24-72 Hours
DAY 3-5	Receive Wyoming & USPTO Confirmations	2 Business Days
DAY 5-7	Lender Verification & Funding	Closing

SECTION 5: PRIORITY MATRIX (DUAL-FILING)

WYOMING UCC-1

Protects against Lien Creditors and Bankruptcy Trustees under UCC Article 9. Governs the security interest in general intangibles.

USPTO RECORDATION

Protects against Subsequent Bona Fide Purchasers and Mortgagees under 35 U.S.C. § 261. Essential for title-based priority.

"Belt and Suspenders" — The dual-filing structure is the institutional standard for Fed-acceptable IP collateral.

SECTION 6: PREREQUISITE CHECKLIST

Inventor Assignment: Peter Michael Martinez → NewKingdom Financial Inc. recorded at USPTO.

Patent Security Agreement: Fully executed by both Borrower and Lender.

Wyoming Certificate of Good Standing: Obtained within last 30 days.

Corporate Resolutions: Board minutes authorizing the pledge of intellectual property.

UCC-1 Filed: Confirmation number received from Wyoming SOS.

USPTO Recordation: Reel/Frame number received and documented.

Closing Documents: Full package delivered to Lender's counsel for final review.